Mark is a Partner and has been the firm’s Compliance Director since 1999. Mark received his B.B.A. from the University of Texas and a J.D. from Southern Methodist University. He has been a member of the Texas Bar since 1991. Prior to joining the firm, Mark was Associate General Counsel at U.S. Global Investors and Compliance Officer at Phoenix Duff & Phelps. Mark has been a frequent speaker on various securities law topics.